the Key to Compliance

While no system will prevent deliberate disregard of the rules, the Key has been designed to make it as hard as possible to get things wrong.

The ability to define all documents and standard letters, and to control the sales process is important for compliance with rules, but the Key has other important tools to aid the compliance function:

• Risk weighting based random file sampling
• On-line compliance auditing and follow up
• Compliance exception reports to spot errors